make an argument with evidence against the allegation before the SEC commences the consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent

civil sanctionsThe SEC Office files a petition with the court for legal execution. The right to institute a criminal prosecution is extinguished YES. (fully paid) The case is finally dismissed The

that is no system to control short position transaction underlying with SET50 index http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 38/2024 Dated 13/05/2024 control the

securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took

Company Limited (“VI”)), a securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business

with an Inquiry Official Dated 17/09/2019 K.C. Property Public Company Limited K.C. Property Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and

18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of

, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and (2) the reviewed financial statements http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22

21/09/2023 , Bitazza failed to keep customers' digital assets in accordance with the notification of the SEC for 4 days. In this regard, Bitazza did not deposit customers' digital assets with digital

Complaint Filed with an Inquiry Official Dated 08/02/2024 Mr. Akalarp Yimwilai Zipmex Company Limited ("Zipmex Thailand") provided Zipup/ZipUp+ services, which offer returns in the form of bonus reward for