responsibilities, the SEC management and staff organized charity events to raise funds for underprivileged rural schools in Petchburi province and, in cooperation with the financial media, made donations to an
market voluntarily entered the Financial Sector Assessment Program co-organized by the International Monetary Fund and the World Bank. The SEC performed well in the area of market supervision with a
the Report on the Observance of Standards and Codes (ROSCs) project co-organized by the International Monetary Fund and the World Bank, both on the issue of corporate governance and securities
use. ---------------------- Notification of the Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the
. ---------------------- Notification of the Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the arbitral process under the Derivatives
Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the arbitral process under the Derivatives Act B.E. 2546
the execution of electronic transactions which would be deemed as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription
as fully legitimate as normal transactions, for example, transactions related to businesses under the SEC supervision, subscription, issuance and settlement of securities, and organization of
, the SEC has issued 2 publications about provident fund. In 2001, the SEC has also participated in “Investors Fair 2001,” organized by the SET, which has received a great deal of public attention. The
practices are relatively infrequent considering the overall normal transactions in the capital market; however, damage incurred from a few cases could tarnish the confidence of investors and stakeholders on a