Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when
Business and Human Rights “Sustainable Financing: What Companies Need to Know?” seminar, organized by the Ministry of Justice in collaboration with Global Compact Network Thailand (GCNT) and the United
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
, the SEC organized a seminar on the newly released international financial reporting standards and international standards on auditing to better equip and prepare the CFO and audit committees. The
the Report on the Observance of Standards and Codes (ROSCs) project co-organized by the International Monetary Fund and the World Bank, both on the issue of corporate governance and securities
the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In this case, an additional examination on related rules is required. 3
organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In this case, an additional examination on related rules is required. 3 Securities means all types of
inventory management. Another notable effort in this quarter included “K SME Good to Great”, organized specifically for auto parts manufacturers, hardware and plastics businesses. The event featured a