Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
. We also arranged orientation sessions on good corporate governance for new executives, while a lecture on Corporate Governance, Risk Management and Compliance (GRC) was organized for management. In
, Thai Baht, US dollars (USD). 3. Credit rating: Specify whether or not a credit rating is arranged for the structured notes and/or the issuer of structured notes and/or guarantor/aval giver. If yes
” underlying “derivatives” “derivatives on organized exchange” derivatives derivatives “discount rate” “FX” (Foreign Exchange) “GMS” (Greater Mekong Subregion) ( ) “group limit” “guarantor rating” “international
suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.
SEC Thailand has organized an online training session on the topic, “The Supervision on Infrastructure Fund” to share knowledge related to supervision on infrastructure funds in Thailand with capital
environmental, social, and governance (ESG) risks. The index is used as a performance benchmark for tracker funds and structured products, with ESG ratings used as standard criteria by socially conscious
KBank People” campaign: To this end, KBank has arranged for internal communications under the “Responsibility, Transparency and Fairness” principles to promote a market conduct culture via various
the application date: 1.1 organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In this case, an additional examination on related rules is required. 3
organized or accepted by the SEC Office; 1.2 internationally organized and accepted by the SEC Office. In this case, an additional examination on related rules is required. 3 Securities means all types of