comply with the requirements prescribed by the Office. This is to encourage securities companies to organize more in-house training which will support the ongoing personnel’s skill development to be better
client’s asset, which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at
become acknowledged by its personnel. In addition, the intermediary shall organize and supervise directors, executives and other personnel to conduct their functions pursuant to such policy. Clause 18 The
policy, and shall communicate the policy thoroughly in order to become acknowledged by its personnel. In addition, the intermediary shall organize and supervise directors, executives and other personnel to
systems for data center such as CCTV, fire alarm systems, fire extinguisher or automatic fire suppressing system, uninterrupted power supply, temperature and humidity control systems as well as maintain
ประกอบธุรกิจควรจัดให้มีการรักษาความมั่นคงปลอดภัยให้กับศูนย์คอมพิวเตอร์ เช่น มีระบบ กล้องวงจรปิด อุปกรณ์เตือนไฟไหม้ ถังดับเพลิงหรือระบบดับเพลิงแบบอัตโนมัติ ระบบไฟฟ้าสำรอง (uninterrupted power supply) และ
following businesses: (a) rail or pipe transportation system; (b) electricity; (c) water supply; (d) road, toll road or concession road; (e) airport; (f) deep sea port; (g) telecommunication or information