. *Except agricultural derivatives licenses whose the minimum registered capital remains at the previous level of 50 million baht. ** It should be noted that as Section 96 of the Securities and Exchange Act
the license fee remains unpaid prior to the date on which this Ministerial Regulation comes into force." This English version is prepared by Legal Department with the sole purpose of facilitating the
fee remains unpaid prior to the date on which this Ministerial Regulation comes into force." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension
to the date on which this Notification comes into force. Where person in accordance with the first paragraph, on or after the date in which this Notification comes into force; [(i)] remains major
and ending dates in performing the duties, and a list of fund managers. (3) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
and ending dates in performing the duties, and a list of fund managers. (3) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its
ให้เกิดความเชื่อมั่นและป้องกันการเกิดข้อผิดพลาดในอนาคต รวมทั้ง International Organization of Securities Commissions (“IOSCO") ได้ออกแถลงการณ์เรื่อง “Principles for Auditor Oversight" เพื่อให้ประเทศ