reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency ____________________ By virtue of Section 16/6 and
; “ capital market product having high-risk or complex characteristics ”5 means the following capital market products: (1) investment units having high-risk or complex characteristics including: (a) investment
market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
) controlling, supervising and managing business units relating to investment advice, investment planning, analysis of investment or capital market products , investment management or management of the
comply with this Notification under the same standard. In this regard, the SEC Office may impose the detail for consistence with the category of any intermediary or capital market products ; (2) issuing
services related to any capital market product having high-risk or complex characteristics shall comply with the regulations under Chapter 6; (6) receiving trading orders of capital market products having
the category of any intermediary or capital market products ; (2) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of
having agricultural products as underlying assets or variables which are entered into outside the derivatives exchange and are in accordance with the following criteria: (a) being entered into before 16
& Beverage) ผลิตอาหารโดยแปรรูปจากผลิตผลทางการเกษตร ประกอบกิจการร้านอาหาร ตัวแทนจำหน่ายอาหาร รวมถึงผู้ผลิตเครื่องดื่มต่างๆ 2. สินค้าอุปโภคบริโภค (Consumer Products) ธุรกิจเกี่ยวกับการผลิตหรือตัวแทนจำหน่ายสินค้า