. SECTION 89/8 In performing duty with responsibility and due care, a director and an executive shall act in the similar manner as an ordinary person undertaking the like business under the similar
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business
is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The
prescribe other additional characteristics. Section 21 If the securities offered for sale by the special purpose juristic person are debt instruments which are not debt instruments subordinated to ordinary
เท่าเทียมกนัในการประกอบธุรกิจ (มี level playing field) และเพิ่มทางเลือก ใหแ้ก่ผูใ้ชบ้ริการ 6. การจัดตั้งกองทุนส่งเสริมการพฒันาตลาดทุน (“กองทุน CMDF”) 6.1 ผลกระทบเชิงบวก/ผู้ได้รับผลกระทบเชิงบวก (1) ตลาด
ใบอนุญาตศูนยรั์บฝากหลกัทรัพยส์ามารถใหบ้ริการรับฝาก หลกัทรัพยแ์บบ scripless ไดส้ าหรับหลกัทรัพยทุ์กประเภท จะท าใหผู้ป้ระกอบธุรกิจศูนยรั์บฝาก หลกัทรัพยทุ์กรายมีความเท่าเทียมกนัในการประกอบธุรกิจ (มี level
constituting the action, damage resulted from such action together with level of the sanction to be imposed on the subjected person in accordance with the rules as specified in the notification of the SEC