service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the

asset รวมถึงให้บริษัทเปิดเผยแนวทางการพิจารณาของคณะกรรมการบริษัทในเรื่องการประกอบธุรกิจโดยทั่วไปของบริษัท (ordinary business) ซึ่งได้รับยกเว้นการคำนวณขนาดรายการตามเกณฑ์รายการได้มาและจำหน่ายไปซึ่งสินทรัพย์

, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of

. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives

has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business

: Rules, Conditions and Procedures for Undertaking Securities Business in the Category of Securities Financing dated 13 July 1996 as amended by the Notification of the Securities and Exchange Commission No

indirectly. In a case of having a net loss, it shall demonstrate the amount of cash in the parenthesis. 7. Profit (Loss) from ordinary activities means profit (loss) from activities which is a part of business

”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. Table of Contents Page Part 1: Business Operation and

guidelines, the manual and the disclosure checklists available on the SEC website. Table of Contents Part 1: Business Operation Page 1. Policy and business overview 2. Nature of business 3. Rick factors 4

Summary Part 2 The Issuer 2.1 Objectives of the fund 2.2 Business operation 1. Policy and overview of business operation 2. Nature of business operation 3. Risk factors 4. Research and development 5. Assets