difficult or contentious matters or matters involving differences of opinion? - How does the firm monitor and support the EQr to ensure they can perform their review in a timely and efficient manner

through computer software databases containing professional and regulatory literature). b. If “no,” describe how the firm obtains reasonable assurance that it is aware of the applicable independence

perform an engagement prior to accepting an engagement? If no, describe how the firm determines that it can complete the engagement competently If yes, how this decision is reached and whether it is

firm’s strategic and business plan. If yes, please describe. 2 How does the firm conduct the estimation of personnel needs (e.g. developing succession plan)? 3 How does the firm deal with the staff

. 2 When the relevant quality risk items are identified, how does the audit firm develop any procedures or processes to assess the level of quality risks? Please provide the details of followings

can timely identify, capture, process, communicate and maintain relevant and reliable information for supporting the SOQM? 3 How does the firm keep the communicated information current, meaningful and

ACE Issued by KGI# A ACE13C2407A 3 Call Warrants on ACE Issued by YUANTA # Call Warrant on ACE Issued by YUANTA# A ACE19C2407A 3 Call Warrants on ADVANC Issued by BLS # Call Warrant on ADVANC Issued by

บริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) TH-W3 10 Call Warrants on ADVANC Issued by JPM # Call Warrant on ADVANC Issued by JPM # A

คอร์ปอเรชั่น จำกัด (มหาชน) META 9 Call Warrants on AAV Issued by YUANTA # Call Warrant on AAV Issued by YUANTA# A AAV19C2405A 8 Call Warrants on ADVANC Issued by KGI # Call Warrant on ADVANC Issued by KGI# A

(มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) TH-W3 10 Call Warrants on ADVANC Issued by JPM # Call Warrant on ADVANC Issued by JPM# A ADVANC41C2311A 9 Call Warrants on