for the offences committed through negligence or minor offences; (4) having been a political official or having been in any position in a political party except he has vacated such position not less
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business
is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated
It shall be presumed that a person who has committed any of the following acts is the principal for committing the offenses under Section 244/3: (1) opening a joint bank account for making a payment or
any other data which may be related to the offences committed under this Emergency Decree; (5) seize or detain properties, documents, evidence or computer systems related to the offences committed under
may be related to the offences committed under this Emergency Decree; (5) seize or detain properties, documents, evidence or computer systems related to the offences committed under this Emergency
management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The
(Translation) (Unofficial Translation) The Trust for Transactions in Capital Market Act B.E. 2550 (2007) ________________ BHUMIBOL ADULYADEJ, REX., Given on the 30th Day of December B.E. 2550; Being the 62nd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the trust for transactions in the capital market; Whereas this Act contains certain provisions relating to the restriction of rights and liberties...