SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
few exceptions, Asian regulatory systems still need to improve their institutional capacity and strengthen their authority in order to ensure companies fulfil their obligations. In some cases, adoption
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
it is no use continuing the mediation, the parties shall notify the Office to terminate the mediation or the Office may order to terminate the mediation, as the case may be, and then the parties shall
order to terminate the mediation, as the case may be, and then the parties shall enter into the arbitral process organized by the Office. Chapter IV Appointment and Challenge of Arbitrator
order to terminate the mediation, as the case may be, and then the parties shall enter into the arbitral process organized by the Office. Chapter IV Appointment and Challenge of Arbitrator
Reports on the Observance of Standards and Codes of the World Bank. The Principles themselves are evolutionary in nature and are reviewed in light of significant changes in circumstances in order to
Data Processing Data Processing Activities Work Areas Legal Basis for Data Processing The SEC Office collects your personal data in order to upload onto the operating system of the NACC, draft legal