Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge was considered as a material fact negatively affecting the price of IFEC securities. He took advantage of other investors by

Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge considered as a material fact that negatively affects the price of IFEC securities. He took advantage of other investors by

at the Millennium Hilton Bangkok without filing the registration statement and the draft prospectus with the SEC Office. This case is under consideration of the public prosecutor. SEC Act S.65

prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106

Miss Kanyakorn Supakarnkacharoen Miss Kanyakorn Supakarnkachareon, the authorized director of Lederer (Thailand) Company Limited, had solicited the public to make an investment at the minimum amount

Lederer (Thailand) Company Limited Lederer (Thailand) Company Limited by authorized director Kanyakorn Supakarnkachareon, had solicited the public to make an investment at the minimum amount of

seminar held at the Tara Grand Hotel, Pathum Thani. In this regard, Major Thanapong Janthong, who is an authorized director of Barter Smart and is responsible for the operation of the company, was the

at the Tara Grand Hotel, Pathum Thani. In this regard, Major Thanapong Janthong, who is an authorized director of Barter Smart and is responsible for the operation of the company, was the person who

) through another person’s securities trading account. The buying was based on material non-public information concerning ESTAR’s net profit at the end of year 2013. The net profit was Baht 148.04 million

Mr. Danai Sorakraikitikul Mr. Danai Sorakraikitikul, President at the time of the incident who was responsible for the operation of Alist Corporate Public Company Limited (“ALIST”), shall be liable