Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
: Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business A Gathering of all Intermediaries Regulations Regulated Entities о Rules and Regulations / Licensing
Shares and Warrant (listed co) Subscription, sale and allocation Related Manuals and Guidelines Related Rules and Regulations Related Forms Transferable Subscription Rights Employee Stock Option Program
the SEC Employee Stock Option Program (ESOP) Shareholders Director/ employee Dilution effect Access to information Require approval of the shareholders Self-preservation of rights/ general
fund management company shall provide an option for unitholders of a closed-end mutual fund to exit from the closed-end mutual fund, (if unitholders opt to exit) the mutual fund shall comply with the
> Regulations > Fundraising > Equity Instrument > Employee Stock Option Program Regulations SHARE : Detail Content Equity Instuments Employee Stock Option Program (ESOP) Employee Stock Option Program
Share Transferable Subscription Rights Employee Stock Option Program Employee Joint Investment Program Warrant SHARE : For More Information ContactUs Corporate Finance Department 1-3 Tel. +66-2033-9647
Subscription Rights (No. 2) Share Transferable Subscription Rights Employee Stock Option Program Employee Joint Investment Program Warrant SHARE : For More Information ContactUs Corporate Finance Department