Complaint Form Against SEC Executive and Officer Information of Complainant Mr. Mrs. Ms. Name:…………………………………Surname:…………………….. ID Number/ Passport ID: ………………..………………..………………..………………….. Aged

parties e.g. individual or entity you have a complaint against as well as other agencies for completion of complaint consideration procedure. 1. Complainant’s information Name : Mr. Mrs. Ms

the following matters: (1) sufficient financial resources for the conduct of and risks associated with its operations; (2) safety of its clients’ assets; (3) security measures against electronic crime