For derivatives business operators to have sufficient time in preparing their operating systems, the SEC approved draft rules governing derivatives agents with requirements as follows: Readiness

To prepare market?s readiness for the inauguration of futures exchange in 2005, the SEC approved draft rules on licensing for derivatives agents. To apply for the license, applicants must possess the

Bangkok, November 18, 2008 ? Following the approval of the SEC Board and the Capital Market Supervisory Board (CMSB) for the issuance of notifications regarding licensing of restricted agents for

To render assistance and alleviate the impact of the COVID-19 situation on employees and employers, SEC, with AIMC’s suggestion, has proposed for the Ministry of Finance to consider granting a

Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and

Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds

Offer for Sale of Newly Issued Securities to Directors or Employees (No. 2)

Offer for Sale of Newly-issued Securities to Directors or Employees

Rules, Conditions and Procedures for Appointment of Agents for Selling Investment Units or Receiving Requisition of Investment Unit Redemption and Marketing Representatives of Private Funds

personal loan business to Boonterm kiosk’s Master Agents (MAs), sub-agents, MAs’ employees, and FSMART affiliated companies’ employees since the middle of December. The Company also offered CRM activities