Placement (PP) – in case of a non-listed company The nature of offers is one of the following: The value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to
companies limited with the duty pursuant to section 56 of the Securities and Exchange Act. No approval or filing is required, but it must comply with the following conditions for approval: The nature of the
have done favours which clearly benefit the company, such as customer, supplier, etc. The process of allocation of shares to sponsors The board of directors specifies the nature of favours The board of
nature and in competition with the company and the subsidiary, or holding more than one percent of the voting shares, or being a managing director, employee, staff, advisor with a regular monthly salary
/RelatedPartyTransaction.aspx Thai DerivativeWarrant อำนาจลงนามรับรองความถูกต้องด้วยลายเซ็นอิเล็กทรอนิกส์ ( digital signature - “DS") ในระบบอิเล็กทรอนิกส์ โดยเมื่อลงนามด้วย DS พร้อมกดส่งข้อมูลแล้ว ไม่ต้องจัดส่งเอกสาร หลักฐาน
securities and whether they are offered privately or publicly. These are important factors to determine the level of impact: Type of securities Who offers the securities Nature of offers Regulations New
and suppression, regardless of whether it is Thai or foreign law; (4) within three years preceding the year of filing application toward the date of obtaining the license, not have operational records
that its operational system will be prompt for operating securities business in the category of mutual fund management; (5) be able to show that its human resource will be prompt and adequate with a view
required; Analyzing and assessing financial positions and the operational results of the business activities, as well as impacts on the shareholders, to come up with recommendations for the shareholders to