confidentiality and data protection. The SEC has put in place internal procedures to ensure that its exercise of powers and duties are consistently applied. Operational Risk Management The SEC has developed its

compliance and giving advice on how to improve the internal control system. For operational independence, the department is subjected to direct reporting to the Audit Committee. See details in the Audit

with a firm commitment to efficiency, transparency and fairness. We have reached our operational goals and witnessed continual market development including stronger ethical conduct in all important areas

emerging trends and offer alternative implementation methods and examples that may be useful in making the Principles operational. G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 13 I. Ensuring the

and direction so that the market can function with greater accuracy. It also enables business operators or investors in the existing market to adjust to the changing environment thus improving market

board member, thereby allowing his/her chosen candidate to win that seat. Pre-emptive rights: Pre-emptive rights give existing shareholders a chance to purchase shares of a new issue before it is offered

the Capital Market Development Master Plan. At the same time, the Thai SEC has drawn up the strategic plan for 2001 - 2003 which serves as operational framework for the SEC to achieve the mission of

prescribed by the Notification of the Capital Market Supervisory Board concerning Outsourcing Operational Function relating to Business Operation to a Third Party; “member” means any member of a securities

business operators under the royal decree on digital asset https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8532 SEC opens for applications for operating digital asset businesses Both existing

or other abuse of non-controlling shareholders‟ rights. Although all Asian jurisdictions have introduced measures, or have enhanced existing ones, to provide non-controlling shareholders with