SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in order that the operation system will be more appropriate and flexible and in line with various types of business models. The operation system will also reduce burdens and obstacles in the business operations, with a view to grouping the relevant regulations of the operation system and the provisi...
Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational
Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational
business operations and mitigate undesirable impacts especially the operational risks. The proposed revisions include rectification of non-compliance with capital requirement and imposition of operational
covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of
Bangkok, February 23, 2015 ? The SEC is seeking public comment on proposed revision of rules governing operational control and information technology (IT) security of the securities companies and
operational strategies, aiming to reduce obstacles and enhance business operations to strengthen confidence in the Thai capital market. The meeting was held at the SEC Building on 21 December 2023.Mrs
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
be revised to better reflect risks associated with both direct and indirect investment. The consultation paper is available until January 31, 2014. The consultation paper is available on the SEC
procedures to support funding of startups. Direct investment in startups or indirect investment through VC and PE Trust is eligible for the tax benefit. The SEC regulations have been published in the