Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)
Increasing demand for loans which could generate pressure on liquidity in the system. 17 Operational Risk Management Operational risk refers to the risk of direct or indirect losses to a bank’s revenue or
confidentiality and data protection. The SEC has put in place internal procedures to ensure that its exercise of powers and duties are consistently applied. Operational Risk Management The SEC has developed its
generate pressure on liquidity in the system. 18 Operational Risk Management Operational risk refers to the risk of direct or indirect losses to a bank’s
Department is in charge of reviewing the SEC's compliance and giving advice on how to improve the internal control system. For operational independence, the department is subject to direct reporting to the
compliance and giving advice on how to improve the internal control system. For operational independence, the department is subjected to direct reporting to the Audit Committee. See details in the Audit
promoting market conduct as an organizational culture; (2) product development that is suitable for customers and sales staff abilities, as well as sales channels, operational systems and control; (3
limitations of direct investment in other securities ● Provide tools or professional service providers to ensure that target investors understand risk and return of investment in the capital market and are able
• Property damage Credit risk • Defaults by businesses and households • Collateral depreciation Market risk • Repricing of equities, fixed income, commodities etc. Operational risk • Supply chain disruption