Gains System : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
VTA system Co.,Ltd. Website: www.vtasystem.com : Unlicensed securities and derivatives business (Disclosure Date : 28/09/2012)
the effective date of the Ministerial Regulation as per (1). Any business operator under (1) and (2) intends to undertake investment advisory services shall arrange to have operation system that prompt
distinctive goal: to create stability to the Thai capital market, which means quality and outstanding operation results of listed companies; reliable securities trading system; securities trading based on
-site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can function via the DRC site in case of longer-than- expected failure of the main system. Regular
securities business operation, the SEC issued a regulation requiring all securities companies to put in place an information technology risk management plan with database and system backup solut ions and a
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