. TorThor. 30/2559 Re: Rules for Operation of Derivatives Exchange The Notification of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed
. TorThor. 30/2559 Re: Rules for Operation of Derivatives Exchange The Notification of the Securities and Exchange Commission No. KorDor. 15/2553 Re: Determination of Fees for Undertaking Business of Licensed
Office of the Securities and Exchange Commission No. SorThor. 36/2561 Re: Management and Maintenance of Information Related to the Operation of Digital Asset Businesses The Notification of the Office of
Office of the Securities and Exchange Commission No. SorThor. 36/2561 Re: Management and Maintenance of Information Related to the Operation of Digital Asset Businesses The Notification of the Office of
-Unofficial translation- Ministerial Regulation No.5 (B.E. 2539) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By virtue of Section 7 and the fourth paragraph of Section 90 of the
-Unofficial translation- Ministerial Regulation No.5 (B.E. 2539) Promulgated under the Securities and Exchange Act B.E. 2535 (As amended) By virtue of Section 7 and the fourth paragraph of Section 90 of the
operation of securities businesses by the virtue of provisions under the Securities and Exchange Act B.E 2535 only. In so doing, the association must acquire a license and register with the SEC. The SEC
Securities and Exchange Commission Board. Likewise, the orders can be imposed in many ways, for example, probation, public reprimand, administrative fine, restriction of business operation, business suspension
Functions Related to Business Operation to Third Party The Notification of the Office of the Securities and Exchange Commission No. SorThor. 51/2561 Re: Outsourcing Function related to Business Operation to
Securities and Exchange Commission No. KorRor. 5/2558 Re: Work System, Contact with Investors and General Business Operation of Trustees Related Forms Application for approval of trustee business