of all stakeholders in the capital market are taken into consideration Amendments Details 3.1 Regulatory objectives and rules for operation of securities exchange • The SET shall promote and maintain
the Minister. The remuneration shall be deemed an expense for the operation of the SEC Office. SECTION 12 The provisions in Section 31/7 of the Securities and Exchange Act B.E. 2535, as amended by the
the operation of securities business, the Securities Exchange, over-the-counter center, organization related to securities business, derivatives business, derivatives trading center, derivatives
of the SEC Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the-counter center, organization related to securities
of its operation and for the assumption of any risks associated with the operation of the derivatives exchange; (2) system for settlement of the clearing house’s derivatives obligations that is
of its operation and for the assumption of any risks associated with the operation of the derivatives exchange; (2) system for settlement of the clearing house’s derivatives obligations that is
than one year; (5) being an officer or an employee of the Office; (6) being a manager or a person with power of management of the operation of securities business, the Securities Exchange, over-the
(Unofficial Translation)* Securities and Exchange Act (No. 5) B.E. 2559 ___________________ HIS MAJESTY KING MAHA VAJIRALONGKORN BODINDRADEBAYAVARANGKUN, REX., Given on the 10th day of December B.E
1 (Unofficial Translation)* Securities and Exchange Act (No. 2) B.E. 2542 _________________ BHUMIBOL ADULYADEJ, REX., Given on the 26th day of December B.E. 2542; Being the 54th Year of the Present
OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, FOR THE CONVENIENCE OF THOSE NOT FAMILIAR WITH THE WRITTEN THAI LANGUAGE. EVERY EFFORT HAS BEEN MADE TO CONVEY THE MEANING AND EFFECT OF EACH PROVISION OF