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reference to the Organisation for Economic Co-operation and Development (OECD)’s guidelines and the SET’s good CG principles ● Proposed amendments to the SEC Act to expand the scope of responsibilities of
operational efficiency, the SEC streamlined the consideration process and promoted self-regulation among private sectors especially in the area of day-to-day operation. Meanwhile, human resources development
policymaking for market supervision and development; the Capital Market Supervisory Board (CMSB) is in charge of issuance of rules and regulations with regard to business operation in the capital market and
............................................................................................................. Enforcement ............................................................................................................................ Market Development
accordance with those of OECD (The Organisation for Economic Co-operation and Development) and IOSCO (International Organization of Securities Commission). The guidelines were reviewed yearly to be in line
operation in 2018 and over the next five years in order to deliver an excellent customer experience. Meanwhile, we have upgraded our technological capability in order to act as a digital platform provider for