comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective Operation and Business
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
Mr. Kasemsak Sirisreesornchai Mr. Kasemsak Sirisreesornchai, a director responsible for the operation of J.R.A. Business Center Co.,LTD, operated derivatives business without license or
statement or any other statement related to the joint venture of RASA with the intention to mislead the public concerning the facts relating to the financial condition, the business operation or the trading
business operation vaguely. As a result, Finnomena shall not provide business continuously. Moreover, Finnomena did not notify outsourcing function to the SEC Office. SEC Act S.113 Settlement Committee
Mr. Pirom Priyawat Mr. Pirom Priyawat (now Mr. Sutha Priyawat) and Mr. Sonthaya Noicharoen, former directors and executives in charge of business operation and asset management of Eastern Wire Plc
Mr. Sonthaya Noicharoen Mr. Sonthaya Noicharoen and Mr. Pirom Priyawat (now Mr. Sutha Priyawat), former directors and executives in charge of business operation and asset management of Eastern Wire
accounts in such a way as to take advantage of other persons by using material non-public information concerning the business operation of CMO for Q 2/2012 that he obtained by virtue of his positions before
according to assessment reports of 2 valuer companies that EARTH claimed that EARTH had assigned by himself. Such information is materially misleading about financial condition, business operation, or any
assessment reports of 2 valuer companies that EARTH claimed that EARTH had assigned by himself. Such information is materially misleading about financial condition, business operation, or any other information