investments or ( 3 ) bear obligations to the securities clearing and settlement system NCR ≤ 7 % or NC ≤ 1 million baht Restricts business operation, and must file a 90 - day correction plan with
and Related Entities > Secondary Market/Securities Registrar Regulations SHARE : Detail Content S econdary Markets / Securities Registrar Secondary markets Securities registrar Related rules
, useful to the investors and prepared in compliance with international standards. In so doing, the SEC's operations comprise three perspectives, as follows: 1. Supporting accounting profession to be in line
Excess from obtaining exemptions Excess from operations in good faith Report to the SEC within five business days as from the date on which the mutual fund management company knows, and the report shall