Board requires more votes than the majority votes. 3. Supervision of the Securities Exchange 5/10 • Enhancing supervision of the SEC on the securities exchange (the Stock Exchange of Thailand: “the SET
prepare and submit its operating plan to the Minister for acknowledgment every year and disclose the operating plan in a manner available for public access. 3 In the case where it is appropriate or
rules, regulations, notifications, orders, or directions under this Act; (2) the determination of fees for application for an approval, application for obtaining a license, a license, or for operating the
, application for obtaining a license, a license, or for operating the business as licensed; indicated amendment by the Securities and Exchange Act (No. 5) B.E. 2559 7 (3) the issuance of rules relating to the
derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means the Stock Exchange of Thailand under the Securities and Exchange Act. “securities trading
under this Act; (2) the determination of application fees, approval fees or operating fees for business undertaking under this Act; 3 (3) the prescription of guidelines for consideration of any issues
, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, approval fees or operating fees for business undertaking under this Act; (3) the
rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, approval fees or operating fees for business undertaking under this Act; (3
may not require a securities company to have a paid- up registered capital in an amount specified for operation of any particular category of securities business, except for a security company operating