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Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
dealer” means (1) licensee to operate securities business in category of securities dealing; (2) licensee to operate securities business in category of securities dealing under foreign law ; (3) the Bank
under the Securities and Exchange Act B.E. 2535 is hereby repealed. Clause 2 Person intending to apply for operate securities business license in the category of mutual fund management shall be limited
investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary market must apply for a license from the Securities and Exchange Commission (SEC Board). And after
governance practices and providing support for listed company’s directors and executives in creating sustainable growth. CSR in process: Listed companies operate with social and environmental concern and
category of private fund management shall be in form specified in the SEC’s Notification as published in the Government Gazette. Clause 11 The licensee to operate securities business in the category of