: Detail Content Opening Keynote Arkhom Termpittayapaisith, Minister of Finance “ EU-Asia Financial Services Dialogue " By Asia Securities Industry & Financial Markets Association (ASIFMA) and Afore
collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
similar period of time; (4) Placing, modifying, or cancelling a securities trading order during the pre-opening or pre-closing period of the Securities Exchange or the over-the-counter center, as the
nationality ID card or passport, location, etc. Fee, transfer method, documents related to bank account opening ● Documents/evidence on an investment, for instance: Transfer documents such as a pay-in slip
fund shall not invest in other funds under the same management company (cascade investment); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D
. Thirachai Phuvanatnaranubala, Secretary-General, Securities and Exchange Commission, Thailand, at the opening of Regional Enforcement Training Program, Bangkok, November 15, 2005 ABF2 and Regional Initiatives