SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three public hearings from the third quarter of 2017 to the second quarter of 2018 and has included...
shaping was done in the area of issuer integrity. All public companies were encouraged to set their own definitions for eligibility of independent directors, to exceed the minimum standard. All directors
received from numerous participants to the Regional Corporate Governance Roundtables in Latin America, Asia and the Middle East and North Africa. An expert consultation and an open on-line public
non-institutional investors were the net sellers with the value of 0.5 billion and 0.1 billion baht, respectively. At the end of 2006, the open interest of futures contracts were at 7,601 contracts
four times higher than the previous year. At the end of 2007, the open interest of all series of SET50 Index Futures was 13,609 contracts (Figure 6). Non-institutional investors were the major
practices for accounting and audit. Divergences from international standards and practices (and the reasons for these divergences) should be disclosed by the standard-setters. Legal and regulatory
with other market participants to develop the market in various ways such as introducing standard forms of repurchase agreement (repo), benchmark bond yield curve and formula to calculate debt instrument
possess appropriate qualifications and comply with proper standard of practices and ethical code of conduct to best protect interest of investors, the SEC has issued regulations requiring that investment
: International standards on Auditing iSQC: International standard on Quality control KPi: key performance indicators mAi: market for Alternative Investment md: managing director; in practice, ceo is generally used
the proposed rules to raise the standard of digital asset advertisement for digital asset businesses https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=781 SEC Thailand’s public hearing on draft