prescribe other additional characteristics. Section 21 If the securities offered for sale by the special purpose juristic person are debt instruments which are not debt instruments subordinated to ordinary
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which management is conducted as an ordinary course of business
is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. 3 indicated
กัทรัพยมี์อ านาจเปิดใหบุ้คคลอ่ืน ท่ีมิใช่ บล. สมาชิก สามารถซ้ือขายหลกัทรัพยจ์ดทะเบียนทุกประเภทในตลาดหลกัทรัพยไ์ด ้(“open access”) จะท าให้ตลาดหลกัทรัพยส์ามารถเลือกรูปแบบการสร้างพนัธมิตรไดอ้ยา่งเหมาะสม
หลกัทรัพยมี์อ านาจประกาศ ก าหนดใหบุ้คคลท่ีมิใช่ บล. สมาชิกสามารถท าการซ้ือหรือขายหลกัทรัพยจ์ดทะเบียนประเภทใด ประเภทหน่ึงในตลาดหลกัทรัพยไ์ด ้(“open access”) จะท าใหต้ลาดหลกัทรัพยส์ามารถเลือกรูปแบบ การ
. SECTION 89/8 In performing duty with responsibility and due care, a director and an executive shall act in the similar manner as an ordinary person undertaking the like business under the similar
management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The
appointing the provisional representative under Section 25, the SEC Office shall notify its order by posting it in the open at the office of the special purpose juristic person for a period of not less than