brokerage of debt securities or investment units, shall have paid-up registered capital of not less than five hundred million baht, effective from 1 January 2012 onwards. Clause 3. The securities company

be in effect from 1 December 2560 (2017) onwards. Notified this 31st day of October 2017. (Mr. Voravidh Champeeratana) Chairman Securities and Exchange Commission

commencing from 1 January 2011 onwards. Notified this 15th day of December 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remark: The rationale for

. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One

specified under Clause 3(1): (a) thirty-five million baht from 1 January 2019 to 31 December 2021; (b) fifty million baht from 1 January 2022 onwards. In the case where the licensee fails to comply with the

Notification. Clause 7 This Notification shall come into force from 16 January 2018 onwards. Notified this 29th day of December 2017. -signature- (Mr. Voravidh Champheeratana) Chairman Securities and Exchange

แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................

Notification comes into force onwards; (2) In case of the applicant under Clause 5(5), (6), (7), (8) and (9), the application shall be filed from 1 January 2012 onwards. Clause 12 In the case where the Office

billion to less than 100 billion baht 200,000 baht per year (c) from 100 billion to less than 1 trillion baht 2,000,000 baht per year (d) from 1 trillion baht onwards 3,000,000 baht per year Clause 10 A

Business Operator and Derivatives Business Operator. (2) the calculation and payment of fee for the calendar year of 2018 onwards shall be the sum of the fixed-rate fee specified under (1)(a) or the fee