(governance framework) โดยครอบคลุมถึงรายละเอียด โครงสร้างและกระบวนการที่เกี่ยวข้องกับการกำกับดูแลด้าน IT N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D1 #2 x x x 1.1 2 1.1 #2 มีการจัดทำแผนงานด้าน IT ประจำปีซึ่ง
กับการกำกับดูแลด้าน IT เช่น การจัดทำและขออนุมัติแผนงานด้าน IT การจัดทำและขออนุมัติทรัพยากรด้าน IT และการติดตามและรายงานผลการดำเนินการด้าน IT เป็นต้น N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D1 #2 x
firm’s strategic and business plan. If yes, please describe. 2 How does the firm conduct the estimation of personnel needs (e.g. developing succession plan)? 3 How does the firm deal with the staff
its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g., in-house, outsource, network firm? 2) How often the firm performs monitoring function? A2 Does
standardized audit manual, audit policies and procedures on all audit and assurance assignments? And does the firm use specific audit manual for special industries of clients? If yes, Is the audit manual: (a
interests of the public? B5 Does the firm have any independent non-executive ("INE") in its organizational structure, such as having an INE on its board of directors? If yes, please describe the firm's
responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the adequacy of firm’s procedures? 2 For firms without designated
and continuance of client policies and procedures? If yes, mode of communication. If no, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff
information that require escalated control over communication with external parties? If yes, please describe. (For example, approval from the regional leader is required before publishing the firm's
years. Evidence of such programmes might be the current development of renewable energy facilities that are due to come online in the near term, or the auction of PPAs for renewables. AND / OR • The