, post-approval and ongoing compliance in the context of the offering, marketing and distribution of units/shares of the Hong Kong Covered Fund to the public in Thailand; (f) the Hong Kong Covered Entity
governing the authorisation, post-authorisation and ongoing compliance in the context of the offering, marketing and distribution of units of the Thai Covered Fund to the public in Hong Kong; (f) the Thai
แนวทางการแบ่งงานกับ ตลท. ท้ังในด้านการเสนอขายหลักทรัพย์และการก ากับดูแล บริษัทจดทะเบียน (Streamlined offering & ongoing process) 7,500 5,250 ยุทธศาสตร์ C สร้างศักยภาพการแข่งขันของตลาดทุนไทยโดยการยกระดับ
affirm … action that is already being taken by the company. Vote to advise … on the substance and directionality of the resolution, rather than the intricate details. Voting in favour of shareholder
Part 1; (2) Filing of the Registration Statement for an Offer for Sale of Depositary Receipts under Part 2; (3) Ongoing Disclosure of Information on Financial Position and Operating Results of the Issuer
conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered
B.E. 2546 (2003) prescribes that the form and terms of derivatives contracts to be traded on the derivatives exchange shall be approved in material substance by the SEC Office; therefore, by virtue of
expenses are not understated. There should be substance over form. Any off-balance sheet items should be appropriately disclosed; e) be verifiable so that when a systematic approach and methodology is used