been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.

, post-approval and ongoing compliance in the context of the offering, marketing and distribution of units/shares of the Hong Kong Covered Fund to the public in Thailand; (f) the Hong Kong Covered Entity

governing the authorisation, post-authorisation and ongoing compliance in the context of the offering, marketing and distribution of units of the Thai Covered Fund to the public in Hong Kong; (f) the Thai

Kong and the ongoing supervision of SFC-authorised funds. As a statutory body, the SFC’s regulatory objectives and functions are defined and governed by the Securities and Futures Ordinance. The SFC’s

the 2030 Agenda on Sustainable Development (Sustainable Development Goals), can prove useful. Existing and ongoing work on environmental and social impact metrics by the Green Bond Principles (GBP) may

to adaptation and resilience has two significant components: the ability of the asset to be robust and flexible in the face of ongoing and potential climate impacts, and the sustainability of the

financial institution, the securities company may comply with the policy of security of the information technology of such financial institution. [M] o Reviewing and modify updatable by having a risk

conflicts of interest and prioritise advancing the best interest of clients. Principle 3: Make informed investment decisions and engage in active ongoing monitoring of investee companies. Principle 4: Apply

interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account

investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered