Before the initial public offering (IPO) (1) The mutual fund obtaining a normal approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed
past year, there is no record of being ordered to amend its financial statements or to explain or being temporarily banned from trading its listed securities under the Trading Suspension sign (SP), etc
Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
) Where the number of unitholders at the closing of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation
ทรัพย์เพิ่มเติม ทั้งข้อมูลทางการเงินและข้อมูลเชิงคุณภาพ ตั้งแต่การเสนอขายเป็นครั้งแรก (initial public offering) ตลอดจนมีการเปิดเผยข้อมูลที่จำเป็นต่อการตัดสินใจลงทุนตลอดเวลา (ongoing) เพื่อให้สอดคล้องตาม