Solicitation or advice on securities or derivatives investment based on the value of the underlying asset such as gold price/crude oil price/agricultural products by an unlicensed company. ● Information of
should not hold any position in another business of the same kind or a competitor company. The shareholders shall have basic rights including the right to receive dividends, the right to attend
should not hold any position in another business of the same kind or a competitor company. The shareholders shall have basic rights including the right to receive dividends, the right to attend
commitment; (2) The specified procedures are practical and fair to all unitholders. The conditions can be in one or more of the following cases: (1) It is specified that the fund may generally make a
commitment; (2) The specified procedures are practical and fair to all unitholders. The conditions can be in one or more of the following cases: (1) It is specified that the fund may generally make a
further actions, it will be considered that auditor has performed duties in compliance with Section 89/25. Q: What kind of behavior that requires auditor to report to audit committee? A: Auditor has
further actions, it will be considered that auditor has performed duties in compliance with Section 89/25. Q: What kind of behavior that requires auditor to report to audit committee? A: Auditor has
consider whether such employee would be able to perform duties to the best of his/her ability. Q: Can a listed company appoint more than one person as company secretary? A: Yes, but each must be appointed
consider whether such employee would be able to perform duties to the best of his/her ability. Q: Can a listed company appoint more than one person as company secretary? A: Yes, but each must be appointed
you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a