securities, namely green bond, social bond and sustainability bond. Issuers of such bonds are entitled for the fee exemption from 17 May 2019 to 31 May 2020. This relaxation of the filing rules aims to
Listed companies may postpone the AGM holding based on their discretion; however, a written clarification of the reason for the postponement must be submitted to the registrar on a case-by-case
instruction of the SEC, such kind of debt could not be legally recorded in the financial statement in accordance with the applicable accounting standards. In addition, one of the appointed legal advisor was
Bangkok, June 7, 2016 ? The SEC has imposed a 10-year revocation of approval on a capital market investor consultant by the name of Pornthip Deesuk for performing duties dishonestly with the
Bangkok, May 12, 2014 - The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against {A}, an executive of {X1} Plc., {B} and {C}, former executives of {X2
(56-1 One report). Moreover, there will be a forum for exchange of opinions called CEO Dialogue which intended to create a policy commitment of the board of directors and executives on cultivating
Following the investor’s complaint and SEC’s further investigation, it was found that on 11 October 2018 during the trading hours of the Derivatives Exchange, a client of {A} sent an order to
. Facilitating payments out of the fund: e.g., allowing the registrar to order dissolution of the fund including a withdrawal of one employer from a pooled fund, allowing the fund manager to make a payment to an
“Under the collaboration of UNDP, TLCA and SEC, a comprehensive platform - the SDGs Resource Center -will be initiated to serve as a one-stop knowledge hub for SDGs to assist businesses in driving
Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019