prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
annual registration statement for the year/annual report (Form 56-1 One report) for the year 2020 (4) Form 56-2 for the year 2020 or Form 56-1 One report for the year 2020 (5) the audited financial
) for the year 2020 or the annual registration statement for the year/annual report (Form 56-1 One report) for the year 2020 (2) the annual report (Form 56-2) for the year 2020 or Form 56-1 One
year/annual report for the year 2023 ("Form 56-1 One Report") within 31 October 2023. However, TNH prepared and submitted such document on 1 November 2023, which failed to prepare and submit
SABUY TECHNOLOGY PUBLIC COMPANY LIMITED Sabuy Technology Public Company Limited (“SABUY”) had a duty to prepare and submit the 56-1 One Report of the year 2022 within 31 March 2023. However, SABUY
year/annual report for the year 2022 ("Form 56-1 One Report") within 31 March 2023. However, MAX prepared and submitted such document on 7 May 2024, which failed to prepare and submit Form 56-1
report for the year 2021 (“Form 56-1 One Report”) through the transmission system of the Stock Exchange of Thailand (“SET”) within the period specified in the notification of the Capital Market Supervisory
One Report”) within 31 January 2023. However, TAPACO prepared and submitted such document on 13 February 2023, which failed to prepare and submit Form 56-1 One Report within the period specified by the
, violating Section 301. On February 9, 2011, the court sentenced the accused to one-year imprisonment. The accused appealed against the judgment of the Court. SEC Act S.301 Criminal Complaint Filed with an
, and procedures as specified in the Notification of the SEC Office by managing 15 mutual funds to invest in other mutual funds under SCBAM’s management more than one level. SEC Act S.125(1) and 126/1