avoidance of the provisions or the rules issued under the Law on Securities and Exchange; (2) the management of the mutual fund may contravene a public policy or government policy relating to the capital
. Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be property fund manager shall submit an application for
less than 55 years old, if such employee declares his intention to receive installment payments from the fund, the fund manager shall make such payments from the fund as intended by the employee who
ลดความเสี่ยง (reduction) การหลีกเลี่ยงความเสี่ยง (avoidance) หรือการร่วมรับความเสี่ยง (sharing) 8. องค์กรได้พิจารณาถึงโอกาสที่จะเกิดการทุจริต ในการประเมินความเสี่ยงที่จะบรรลุวัตถุประสงค์ขององค์กร คำถาม
Fund Manager Clause 6. Any person being at least twenty years old and seeking an approval from the Office to be listed in the register of person qualified to be fund manager shall submit an application
______________________ Clause 6 . Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be fund manager shall submit an
notification under Section 58; (4) fail to meet the conditions under Section 56. SECTION 61 In avoidance of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed
services suitable to each client carefully, especially with special care to the following clients: (1) any individual who is sixty years old or older; and (2) any person who has little financial knowledge
clients: (1) any person who is sixty years old or older; (2) any person with limited knowledge on finance or no investment experience; and (3) any person with limitations on communication or decision-making
registration and deregister the old devices to ensure that the use of mobile devices complies with the information security policy. The intermediary may use other registration technology instead if considered