a securities company. The Secretary-General shall appoint an officer of the SEC Office to be the secretary of the Capital Market Supervisory Board. SECTION 16/2. Each board member appointed by the
+%22electrica... PowerPoint Presentation Increasing flexibility of supervision and control of securities business The SEC may exempt a securities company from undertaking or prescribe a securities company to
) ทีรองรับสถำนะทำงกฎหมำย https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/LawReform/RIA-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of
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(Newest) Date (Oldest) translate-spv.docx the period prescribed by the SEC Office; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform
-DERI.pdf DRAFT director of the derivatives exchange shall be vacated from his office upon: (1) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent
Date (Newest) Date (Oldest) SEC Search ://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc Microsoft Word - enactment-specialjuristicperson1997-amended 061120 the SEC Office; (2
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