against misconduct ë Issue rules and regulations governing securities issuance and offering for sale to the public ë Approve securities issuance and public offering ë Oversee information disclosure ë
Securities Commissions (“IOSCO”) and establishing a general framework to expedite the offering of new financial instruments without the need for new specific regulations. Amendments to regulations covering the
SEC supervision and development. Her active roles include Chairman of Sub-Committee on Consideration of Rules Concerning Issuance and Offering of Debt Instruments and Sukuk, Chairman of Sub-Committee on
On 17 May 2022, the Capital Market Supervisory Board Meeting No. 4/2565 passed a resolution approving in principle the proposed amendments to the regulations on approval for issuance and offering for
offering companies and listed companies on the SET and the mai. The proposed amendments would prohibit such companies from operating business as an investment company to clarify their permissible business
Implementation Many forms of engagement can be used to potentially increase the value of your assets and to mitigate risk, including: 1. Holding direct conversations with portfolio companies, regulators and issue
Governance ● Revision of Rules on Approval for Public Offering of Shares and Information Disclosure by Focusing on Good Corporate Governance CONTENTS APPEN SCE_Eng_p.1-16 10/29/04, 1:05 AM2 3 ● Supervision of
Investment Alternatives for Investors ■ Promotion of New Types of Mutual Funds as Additional Vehicle for Investments ■ Revision of the Regulations Governing the Public Offering of Securities to Facilitate the
alerts, and further enhances collaboration with the AOC to combat fraudulent schemes. SEC Secretary-General Pornanong Budsaratragoon said: “The SEC is fully aware of the urgent issue of fraudulent
CTE Token : Unapproved public offering of digital token (Disclosure Date : 18/02/2020)