size. Evaluate the sufficiency of the internal control system at least once a year. Qualifications of the Chief Financial Officer (CFO) and accountants Public Offering (PO) Secondary Public
Content Equity Instruments Shares Related Forms Application for Approval of an Offer for Sale of Newly Issued Shares (Form 35-1) Application Form for the Offer for Sale of Newly Issued Shares (Form 35-2
Issuance and Offer for Sale of Securities The Notification of the Securities and Exchange Commission No. KorChor. 18/2551 Re: Exemption from Filing of the Registration Statement for the Offer for Sale of
Regulations SHARE : Detail Content Shares Fundraising for Foreign Company Related Rules and Regulations Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are
clearly state that the shares are allocated to directors, employee) Securities: Shares Convertible Debentures (CD) Warrant Approval Conditions The SEC generally approves the offer for sale of ESOP, namely
, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of information to the public and
case of PO warrants. Checklist must be submitted to the SEC with the report of the sale results within 15 days. Private Placement of a Warrant (PP Warrant) Offer to sell a PP warrant The nature of offer
value of offer is ≤ 20 million baht. There are ≤ 50 investors. Being an institutional investor. No need to request approval or filing, but it must comply with the conditions for authorizing PP, such as
Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to sell shares at a discount Private Placement (PP
Disclosure of Information in Invitation Letters to Shareholders' Meeting of Listed Companies to Obtain Approval for Issuance and Offer of Securities for Sale as Prescribed (Notification No. Tor Jor 73/2558