information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and
broker means a person who provides services or holds itself out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital
broker means a person who provides services or holds itself out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital
auditor; (2) the auditor or the attaching audit firm lacks any specified qualifications; (3) the auditor possesses any prohibited characteristics; (4) the approval is revoked or suspended for the remaining
, (4) auditor possesses any prohibited characteristics, or (5) the approval is revoked or suspended for the remaining approval period by the SEC. 7. Prohibited characteristics (1
approved auditor, (2) auditor cannot maintain the qualifications, (3) audit firm cannot maintain the qualifications, (4) auditor possesses any prohibited characteristics, or
person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than departmental manager and oversees the Accounting and Finance Department directly, whether
juristic person and a shareholder or a partner of the said juristic person who holds shares or partnership in such juristic person, either directly or indirectly, more than fifty percent of the total sold