information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and
SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a
SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a
broker means a person who provides services or holds itself out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital
broker means a person who provides services or holds itself out to the public as available to provide services as a broker or an agent for any person with respect to the trading or exchange of digital
auditor; (2) the auditor or the attaching audit firm lacks any specified qualifications; (3) the auditor possesses any prohibited characteristics; (4) the approval is revoked or suspended for the remaining
, (4) auditor possesses any prohibited characteristics, or (5) the approval is revoked or suspended for the remaining approval period by the SEC. 7. Prohibited characteristics (1
approved auditor, (2) auditor cannot maintain the qualifications, (3) audit firm cannot maintain the qualifications, (4) auditor possesses any prohibited characteristics, or