เวทไอแลนด์ (Bouvet Island) ปากีสถาน (Pakistan) ปานามา (Panama) ปาปัวนิวกินี (Papua New Guinea) ปารากวัย (Paraguay) ปาเลสไตน์ (Palestinian Territory, Occupied) ปาเลา (Palau) เปรู (Peru) โปรตุเกส
(PARAGUAY) ปาเลสไตน์ (PALESTINIAN TERRITORY, OCCUPIED) ปาเลา (PALAU) เปรู (PERU) โปรตุเกส (PORTUGAL) โปแลนด์ (POLAND) ฝรั่งเศส (FRANCE) พม่า (MYANMAR) ฟิจิ (FIJI) ฟินแลนด์ (FINLAND) ฟิลิปปินส์ (PHILIPPINES
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of
period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or employee of the applicant; Practicing on asset appraisal continuously for not less than 1
has taken part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England, Japan, Australia, and Hong Kong. In addition, the SEC also currently
step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights 6. The proposed rule is considered by the relevant sub-committee The sub-committee members
within three business days and about action plans to be taken at the discretion of the mutual fund management company in the best interest of the unitholders. The remedial measures should be performed and
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full