occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money laundering authorities or
client whose occupation or business is classified by anti-money laundering authority as high risk business/ profession; (7) a client who is categorized as higher-risk categories by the anti-money
the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003) and the Trust for Transactions in Capital Market B.E. 2550 (2007). “Institute of Appraisal Profession” means an
.) Mr. Somprasong Panjalak 5/10 Name: Mr. Somprasong Panjalak Nationality: Thai Address: 854/5 Chan Meung Rd, Din Deang, Din Deang, Bangkok Occupation: Business Owner Postion: Senior Partner, Prime Road
profession. The audit profession includes, for example: audit firms, professional bodies and bodies or entities associated with the audit profession. Indicators of independence from the profession include: - A
standards remains one of the SEC’s primary goals that continues to take precedence and focus. This is to ensure that investors will receive quality financial information and proper protection, which in turn
.’ rd 13 Findings identified by the SEC Remediation plan implemented by the audit firms - No defensive measures are in place when there is threat related to fees in relative size (‘fee dependency’). - No
case may be, of a mutual fund; “trading day” means any of the days on which selling or redemption of investment units may take place, as specified by a mutual fund management company in a scheme; and
) National Saving Fund Public pension Occupation pension Tax deductions for RMF/SSF/TESG/Life insurance Voluntary saving 1 2 3 Notes: 1) Provident funds, being voluntary, differ in availability among employers
% 13% 11% Undergraduated Degree 327 928 138 1393 74% 59% 58% 62% Master Degree or Higher 77 461 70 608 17% 29% 29% 27% Total 444 1573 238 2255 100% 100% 100% 100% Investor Types TotalEducation Occupation