period of emengency incidents happened for checking asset balance and doing transactions, and action measures of companies. Also, companies shall periodically communicate a progress of operation in case of

in general. Clause 11/2. The investment advisory company shall submit a report or present the document relating to the mutual fund rating within the period or periodically as prescribed by the Office

records previously obtained remain accurate, complete, and up-to-date in accordance with the following provisions:- (1) periodically review the client’s records previously obtained. In this regard, the

with the use of service by the intermediary and is in compliance with the security policy of the intermediary; (4) periodically review the qualifications of the cloud provider, such as the financial