post-approval obligation ___________________ Clause 11 The application for the offering of newly issued units shall be approved by the SEC Office upon satisfying the following requirement: (1) for a
.............................................................................. 43 United Kingdom: Clear Policies Move the Needle on Stewardship and Engagement .................................... 45 KEY QUESTIONS TO ASK BY SECTOR Taking Investment Lessons from Socrates: Asking
methodologies of the SPT? Calculation methodologies must be clear and understandable to all investors. The different data points should be highlighted to explain how the KPI is built and calculated. Referring to
, and our commitment to implementation consistent with our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage
our role and fiduciary responsibilities: Principle 1: Adopt a clear written Investment Governance Policy. Principle 2: Properly prevent and manage conflicts of interest and prioritise advancing the best
fiduciary responsibilities: 1. Adopt a clear written Investment Governance Policy 2. Properly prevent and manage conflicts of interest and prioritize advancing the best interest of clients. 3. Make informed
attached to the said Form. The fact sheet in the prospectus under the first paragraph shall be printed with a font that is clear, legible and no longer than three pages of A4 paper, except for a complex
of Operating Environment 1.1 Global and Thai Economy in 2017 and Outlook for 2018 The global economy maintained its growth momentum throughout 2017. Positive signs were evident in core economies
appropriate. However, the font size should be clear and easy to be read by investors, such as TH SarabunPSK 12. • Number of pages: Generally, factsheet should have two to three pages. However, in case of a fund
findings, it seems difficult to draw a clear-cut conclusion on whether CSR as a whole has a positive, negative, or neutral effect on firm value. When socially responsible investors and corporate managers are