SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
. Such application shall be filed with the SEC via the SEC Office within one hundred and twenty days from the date obtaining the Minister’s approval in form and together with supplementary documents
. Such application shall be filed with the SEC via the SEC Office within one hundred and twenty days from the date obtaining the Minister’s approval in form and together with supplementary documents
circumstances showing the holder’s financial hardship; (2) within three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of
approval of offer for sale of units of the trust within five years before submitting the application Obtaining approval from the SEC, thereby in readiness of work systems and personnel capacity to
Obtaining Approval and Granting to Perform Trust Business The Notification of the Securities and Exchange Commission No. KorRor. 6/2558 Re: Rules for Being Settlor and Trustee of Infrastructure Trust The